Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time.
Brian Lee – Series 63 Video Course
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Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!
Get immediately download Brian Lee – Series 63 Video Course
Your Instructor
Brian Lee
Brian Lee
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.
Course Curriculum
Module 1 State and Federal Regs.
Introduction (12:41)
Downloadable Series 63 Quicknotes
Persons, Broker/Dealers, Agents (27:32)
Lesson 2 – Investment Advisers (21:56)
Lesson 3 – Investment Adviser Reps. (5:11)
Definition of Persons Worksheet
Lesson 4 – Registration Procedures (U.S.A.) (22:57)
Lesson 5 – Securities, Exemptions, Exempt Transactions (25:43)
Lesson 6 – Administrator’s Provisions (20:31)
Module 2 – Unethical Behavior of B/D’s, Agents, IA’s and IAR’s
Lesson 1 – Statement of Policy of Unethical Practices (28:16)
Lesson 2 – Closing (1:24)
Final Exam
Practice Final
Courses Included with Purchase
Securities Industry Essentials (SIE)
A comprehensive video course with one of the most dynamic instructors in the country – Brian Lee.
Brian Lee
$99
Series 6 Top-Off
A comprehensive video course with one of the most dynamic instructors in the country – Brian Lee.
Brian Lee
$79
Original Price: $178
Frequently Asked Questions
Get immediately download Brian Lee – Series 63 Video Course
When does the course start and finish?
The course starts now and never ends! It is a completely self-paced online course – you decide when you start and when you finish.
How long do I have access to the course?
How does lifetime access sound? After enrolling, you have unlimited access to this course for as long as you like – across any and all devices you own.
What if I am unhappy with the course?
We would never want you to be unhappy! If you are unsatisfied with your purchase, contact us in the first 30 days and we will give you a full refund.
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Brian Lee – Series 63 Video Course: Sample
Here’s What You’ll Get in Brian Lee – Series 63 Video Course
